Index
Adams v Cape Industries plc
220 –221
adb.
See
Asian Development Bank
AfDB.
See
African Development Bank
African Development Bank
1
,
28
,
50 –54 58 –63 101
,
139
,
153
,
155
,
159
,
162
,
165 –166 168
,
170
,
174
,
182 –183 186
,
188
,
237
Africa Integrity Fund
182 –183
Appeals Board
52 –53 59
,
186
Integrity and Anti-Corruption Division (iacd)
50 –51
Sanctions Commissioner
51 –53 158
Agreement for Mutual Enforcement of Debarment Decisions
1
,
2
,
43
,
45
,
50
,
56
,
63 –65 145
,
154
,
202
,
242
Alstom
38
,
181
Ankerl v Switzerland
133
Arbitration Rules of the Arbitration Institute of the Stockholm Chamber of Commerce
113
,
142
,
146
,
149
Asian Development Bank
1
,
27 –29 54 –63 101 –103 139
,
154 –156 158
,
162
,
169
,
181
,
183
,
237
Agreement Establishing the Asian Development Bank
102
Integrity Oversight Committee (ioc)
55
Office of Anticorruption and Integrity (oai)
55
,
61
,
158
,
237
Sanction Appeals Committee
55
Atkinson v Inter-American Development Bank
92
,
94 –95
Banque africaine de développement v M.A. Degboe
101
Baseline sanction
173 –174 180
,
192
,
197
Beer and Regan v Germany
105
,
108
Bertucci v Secretary-General of the United Nations
137
Board of Regents v Roth
77 –78
Bretton Woods International Treaty
6
Broadbent v Organization of American States
90
Budha Ismail Jam, et al. v International Finance Corporation
95
Bushell v Secretary of State for the Environment
72
C v ibrd
160 –161
C. Lotti and Associati Societa’ di Ingegneria S.p.A.
38
,
182
Carew v ibrd
170
Chief Constable of the North Wales Police v Evans
67
Clarke v The United Kingdom
127
,
165
,
169
Coercive practice (coercion)
1
,
27 –28 36
,
57
,
63
,
65
,
173
,
184
,
187
Collusive practice (collusion)
1
,
27 –28 36
,
57
,
63
,
65
,
184
Conditional non-debarment
23
,
33 –34 36 –38 49
,
52 –53 56
,
58
,
174
,
175
,
183 –184 224
,
233
Convention on the Privileges and Immunities of the United Nations
86
,
100
Corrupt practice (corruption)
1
,
5 –7 18 –22 24 –26 28 –29 31
,
36 –40 45
,
50
,
53
,
57
,
62 –65 114
,
159
,
173
,
178 –179 182
,
184
,
210
,
217
,
236
,
238 –239 241 –243
cps Guidance.
See
Crown Prosecution Service Legal Guidance on Corporate Prosecutions
Cross-Debarment Agreement.
See
Agreement for Mutual Enforcement of Debarment Decisions
Cross-examination, cross-examine
2
,
15
,
20
,
71 –73 80 –81 138
,
141
,
151 –152 194
,
236
Crown Prosecution Service Legal Guidance on Corporate Prosecutions
206 –207
Customary international law
3
,
88
,
113 –119 142
,
235
Opinio juris
115
,
117
State practice
115 –117
Dagtekin v Turkey
134
Debarment for a fixed term
23
,
33 –34 52
,
58
Debarment with conditional release
23
,
33
,
43 –44 49
,
52
,
56
,
159
,
174 –177
Deferred prosecution agreement (dpa)
185 –187
Directing mind doctrine
206 –207 209
,
223
doj.
See
US Department of Justice
Drago v ipgri
99
ebrd.
See
European Bank for Reconstruction and Development
echr.
See
European Convention on Human Rights
ECtHR.
See
European Court of Human Rights
Electro-Methods, Inc. v United States
17
Entico Ltd. v unesco
97 –98
EU Regulation 960/2014
226 –227
European Anti-Fraud Office
114
European Bank for Reconstruction and Development
1
,
28 –29 45 –50 57 –63 97
,
121
,
138 –139 153 –158 162
,
165
,
168
,
170
,
181
,
183
,
186
,
202
,
224
,
238
,
241 –242
Agreement Establishing the European Bank for Reconstruction and Development
86
Chief Compliance Officer (cco)
47 –49 62
,
161
Enforcement Commissioner
47 –50 59
Enforcement Committee
46
,
48 –49
Office of the Chief Compliance Officer (occo)
46 –49
Third Party Finding
46 –48
European Convention on Human Rights
3 –4 69
,
101 –109 122 –124 130
,
157
European Court of Human Rights
83
,
101
,
103
,
105 –110 125 –126 127 –134 142 –143 144
,
148 –149 153
,
163
,
167 –169 190
,
236
European Court of Justice
118
European Investment Bank
24
European Public Prosecutor’s Office
114
European Space Agency (esa)
95
,
103 –104
Eurotrends
101 –102
Failure to supervise
199 –201 209
,
211
,
222 –224 233
far.
See
Federal Acquisition Regulation
Fassbender, Bardo
118
fcpa.
See
Foreign Corrupt Practices Act
Federal Acquisition Regulation
3
,
7 –14 17 –19 23
,
29
,
31 –32 34 –36 65 –66 81
,
142
,
144
,
180
,
200
,
226
Fenwick, Helen
70 –71
Foreign Corrupt Practices Act
19
,
26
,
185
,
206 –209 212
,
216 –218 221
Resource Guide
224
,
229
,
233
Foreign Sovereign Immunities Act (fsia)
90 –96
Fraudulent practice (fraud)
1
,
5 –10 20 –22 25 –31 36
,
39 –40 45
,
57 –58 62 –63 65
,
114
,
173
,
179
,
181 –182 184
,
213
,
241 –242
General Principles and Guidelines for Sanctions (Sanctioning Guidelines)
34
,
43
,
171
,
174
,
188
,
145
gkw Consult GmbH
37
Global Administrative Law (gal)
3
,
119 –120
Goldberg v Kelly
80
Harmonized Principles on Treatment of Corporate Groups (Principles)
199 –203 209
,
213
,
224
,
229
,
233 –234
Hentrich v France
133
Hollinger Inc. v Hollinger International Inc. 231
Horne Brothers, Inc. v. Laird
15 –17
iadb.
See
Inter-American Development Bank
iba Guidelines on Conflicts of Interest in International Arbitration
166
,
196
iba Rules on the Taking of Evidence in International Arbitration
114
,
142
,
146
,
149 –152 190
,
193
Iberdrola
36
,
182
ifc.
See
International Finance Corporation
Illemassene v oecd
101
imf.
See
International Monetary Fund
Institut de Droit International
141
Inter-American Development Bank
1
,
39 –45 52
,
57 –63 92
,
153
,
155
,
158
,
162
,
165
,
169 –170 181
,
183
,
186
,
237
,
241
Administrative Tribunal
155
Office of Institutional Integrity (oii)
40 –42
Oversight Committee on Fraud and Corruption
40 –41
Policy on Modernization of the State and Strengthening of Civil Society
39
Sanctions Committee
41 –43 59
,
61
,
158
Sanctions Officer
41 –44 59
,
61
,
158
International Court of Justice (icj)
108
,
115
,
117
,
119
,
169
,
236
International Covenant on Civil and Political Rights
104
,
121
,
124
International Finance Corporation
46
,
94 –95
International Financial Institutions Anti-corruption Task Force
24 –25
International Law Commission (ilc)
116
International Monetary Fund
24
,
139
Administrative Tribunal
139 –141 153
Articles of Agreement of the International Monetary Fund
87
International Organisations Act
97
International Organizations Immunities Act (ioia)
89 –96
International Plant Genetic Resources Institute
99 –100 110
ipgri.
See
International Plant Genetic Resources Institute
Jivraj v Hashwani
164
,
168
Judicial review
2 –3 14
,
36
,
65 –82 112
,
142
,
144
,
152 –153 156
,
235
Immunity from
2
,
83
,
112
,
235
Grounds for
69
,
77
Katz v Bregman
231
Kevin Wallace v hmq
159 –160 191
lcia Arbitration Rules (or lcia Rules)
113
,
142
,
149
,
152 –153 190
Letter of reprimand
23
,
34
,
36
,
49
,
52
,
56
,
58
,
174
,
196
libor-fixing scandal
207
,
210
Lord Slynn
71
Mallaby, Sebastian
6
Mathews v Eldridge
15 –16
Menchinskaya v Russia
132
Mendaro v World Bank
84
,
91 –92 94
Military and Paramilitary Activities in and against Nicaragua (Nicaragua v U.S.A.)
117
Miller v DeBuono
79
Miller v Sweden
125
Mukoro v European Bank for Reconstruction and Development
97
Obstructive practice
27 –28 36
,
57
,
173
oecd.
See
Organisation for Economic Cooperation and Development
oecd Convention on Combating Bribery of Foreign Public Officials in International Business Transactions
19
ofac.
See
US Treasury Department’s Office of Foreign Assets Control
olaf.
See
European Anti-Fraud Office
Old Dominion Dairy Products, Inc. v. Secretary of Defense
16
Olujic v Croatia
133
Ordre publique
101
Organisation for Economic Cooperation and Development
19
,
101
Organization of American States (oas)
90
oss Nokalva, Inc. v European Space Agency
95
Osseiran v International Finance Corporation
94
Oxford University Press settlement
38
,
182
Perez v Germany
107 –108
Perry v Sindermann
77 –78
Petersen, Niels
117
P.F. Collier & Son Corp. v F.T.C.
214
Phillipson, Gavin
70 –71
R v Barnsley Metropolitan Borough Council ex parte Hook
70
R v City Panel on Takeovers and Mergers ex parte Datafin plc
67
R (on the application of Smith) v Parole Board
71
R (on the application of Weaver) v London & Quadrant Housing Trust
68
R (Beer (Trading as Hammer Trout Farm)) v Hampshire Farmer’s Markets Ltd.
68
R v Ministry of Defence ex parte Murray
73
,
156
R v Secretary of State for the Home Dept ex parte Tarrant
73
R v Servite Houses and Wandsworth lbc ex parte Goldsmith and Chatting
68
Reprimand.
See
Letter of reprimand
Respondeat superior
202 –203 215 –216
Ridge v Baldwin
69
Restitution
12
,
24
,
34
,
37 –38 43 –44 49
,
52
,
54
,
56
,
58
,
172
,
180 –184 192
,
197
,
227
,
236
,
239
Rolls-Royce
185
,
187
Rosenstein, Rod
205
Salomon v A Salomon & Co Ltd
206
,
221
scc Rules.
See
Arbitration Rules of the Arbitration Institute of the Stockholm Chamber of Commerce
sec.
See
US Securities and Exchange Commission
sec Administrative Proceeding In the Matter of JPMorgan Chase & Co.
218
Serious Fraud Office
185
,
187
,
207
,
222
,
231
sfo.
See
Serious Fraud Office
sfo v Standard Bank
222
Siedler v Western European Union
103
,
157
,
166
Siemens
35 –36 181
Sinclair Knight Merz Pty
37
Small and medium-sized enterprises (smes)
44
,
176 –178 191
,
198
snc-Lavalin
53
,
182
Stichting Mothers of Srebrenica et al. v The Netherlands
108 –109
Sweett Group plc
208
,
221
Thornburgh, Dick
40
Thornburgh Report
21 –22 39
,
40
Transco Sec., Inc. of Ohio v. Freeman
16 –17
UK Arbitration Act
64
UK Bribery Act
208 –211 221 –222 231
UK Civil Procedure Rules
66
UK Corporate Manslaughter and Corporate Homicide Act (cmcha)
221
UK Criminal Finances Act
208 –209
UK Ministry of Justice’s Guidance on the Bribery Act
221
UK Sentencing Council Guidelines
179
,
192
,
197
UN.
See
United Nations
uncitral Arbitration Rules (or uncitral Rules)
98
,
113
,
142
,
149
,
153
,
190
undp
107 –108
unesco
97 –99 101
unesco v Boulois
101
Uniform Framework for Preventing and Combatting Fraud and Corruption
25
,
50
United Nations
19
,
86
,
107 –111
Appeals Tribunal (unat)
107
,
140 –141 168 –169
Convention on the Privileges and Immunities of the United Nations
86
,
100
Dispute Tribunal
137
,
139
,
140
,
153
,
167
General Assembly
140
,
168 –169
Security Council
108 –110
United States Securities and Exchange Commission Cease- and- Desist Order in the matter of Alcoa Inc.
217
United States Securities and Exchange Commission Administrative Proceeding File No. 3–17101, In the Matter of SciClone Pharmaceuticals, Inc.
218
Universal Declaration of Human Rights
104
US v Automated Medical Laboratories
203
US Administrative Procedure Act (apa)
14
,
75 –76
US Bank Holding Company Act
225
US Commodity Exchange Act
214
US Constitution, Fifth Amendment
75
Due Process Clause
75
,
77
US Department of Justice
180
,
185
,
204 –205 208
,
212
US Federal Sentencing Guidelines
171
,
173
,
178
,
192
,
197
US Federal Trade Commission Act
214
US Savings and Loan Holding Company Amendments
225
US Secretary of Homeland Security
10
US Securities and Exchange Commission
212
,
216 –218
US Sentencing Commission
205
US Treasury Department’s Office of Foreign Assets Control
225 –227 233
Victoria Elevator C. v Meridian Grain Co
214
Waite and Kennedy v Germany
96
,
105
,
108
Watson, GR
114
wb.
See
World Bank Group
Western European Union (weu)
103 –104 157
Wierzbicki v Poland
133
Wilful blindness
199 –201 204
,
223
,
233
World Bank Group
1 –3 5 –7 18 –41 43 –46 49
,
53
,
56 –63 84
,
91
,
94
,
110
,
112 –113 119
,
121
,
135
,
139 –140 145
,
148
,
151
,
153 –155 158 –160 162 –166 168 –171 173 –176 181 –181 186
,
188
,
201
,
224
,
228
,
232
,
237
,
241
,
243
2013 Review of the World Bank Sanctions System
44
,
176
Administrative Tribunal (wbat)
135
,
137
,
139 –140 160 –161 170 –171
Anti-Corruption Guidelines
30
,
237
General Counsel, Advisory Opinion
119
Integrity Compliance Office (ico)
175 –176
Integrity Vice Presidency (int)
21 –22 24
,
28 –32 35 –37 39
,
158 –159
Sanctions Board
25 –28 31 –32 36
,
59 –60 145 –146 151
,
155
,
162
,
165 –166 168 –170 175
,
186
,
200 –201 228
,
232
Suspension and Debarment Officer (sdo)
30
,
32
,
35
,
39
,
145 –146 175
Voluntary disclosure programme
24
Yates Memo
204 –205